Officer, Internal Auditor

Main duties

• Perform the audit works assigned by Internal Audit Manager upon the annual audit plan, monthly audit plan.

• Properly conduct the audit works by following the latest audit policy, procedure, guidelines and programs.

• Loan Audit: loan documents, system, loan service . . . etc.

• Operation Audit: cash audit, vault and ATM management, account opening/closing, money transfer. . . etc.

• Administrative audit: fixed assets, expendable assets, stocks/inventories. . . etc.

• Human Resource Audit: punishment discipline, reward. . . etc.

• Information Technology Audit: network, maintenance, access control system. . . etc.

• Accounting and Tax Audit: income, expense, balance sheet. . . etc.

• AML/CFT Compliance Audit: KYC, AML/CFT, FATCA. . . etc.

• Risk Management Audit: credit, operational. . . etc.

• Investigate on error, lack of control, conflict of interest, fraud of staff.

• Audit Planning

  • Plan and arrange the resource for the audit assignment as Annual Internal Audit Planning.

  • Prepare the detailed engagement letter to be communicated with the auditee/audit client.

  • To conduct risk assessment on the audit assignment in order to set audited scope as governance process, internal control process and risk management process.

• Audit Fieldwork

  • Ensured substantive scope and testing for auditing, governance, internal control and risk management.

  • Prepared Checklist, Audit Program, Audit Working paper for supporting audit fieldwork.

  • Obtain and review evidence ensuring audit conclusions are well-documented for the raised finding.

  • Perform the detailed review and confirmation of the raised issues with the management team of audit client.

• Audit Reporting & Follow Up

  • Finalize the findings with the management team of audit client by conducting Exit Meeting including preparing Exit Meeting’s report.

  • Prepared Final Internal Audit Report to be signed by both auditor and auditee.

  • Follow Up the finding status to ensure that the implementation is done with timeframe agreed between the auditor and auditee.

• Filing documents after finishing each audit engagement.

Bachelor’s Degree in Banking/Finance/Audit or any other relevant area to Auditor Field.

Background in systematic and compliance standard awareness is a plus.

At least 2 years working experiences related field.

Strong in commitment, flexible and independence.

Have a good code of ethics and respect the time work.

Self-motivated and team building capabilities.

English Language: Good Writing, Speaking and listening.

Computer literacy Ms. Office, Word, Excel, Power-Point and Internet/Email etc.

Willing to work under pressure